Amelia Elizabeth Braddon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Northern Trust Securities LLP
FRN 465131
- SMF27 Partner (since 29 Jan 2025)
- [FCA CF] Client dealing (9 Aug 2022 to 12 Dec 2022)
- [FCA CF] Significant management (9 Aug 2022 to 12 Dec 2022)
MCP Emerging Markets LLP (no longer approved here)
FRN 791830
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2020)
- CF10 Compliance Oversight (21 Aug 2018 to 8 Dec 2019)
Mariner Investment (Europe) LLP (no longer approved here)
FRN 599210
- CF30 Customer (6 Jun 2014 to 31 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.