Date authorised
1 May 2018
Companies House
OC418269
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 - 5 Gower Street
    London
    WC1E 6HA
    UNITED KINGDOM
    Phone
    +447876563341
  • Complaints Contact

    3 - 5 Gower Street
    London
    WC1E 6HA
    UNITED KINGDOM
    Phone
    +447876563341

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amelia Elizabeth Braddon

    IRN AET01058

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2020)
    • CF10 Compliance Oversight (21 Aug 2018 to 8 Dec 2019)
  • Anna Von Hahn

    IRN AXV00066

    • SMF27 Partner (since 27 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Carlos Michael Udo Willmer Graf von Hardenberg

    IRN CMG01140

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (21 Dec 2020 to 10 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2026)
    • CF10 Compliance Oversight (1 May 2018 to 10 Aug 2018)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2018 to 8 Dec 2019)
  • David Gallagher

    IRN DXG00476

    • [FCA CF] Client dealing (27 May 2023 to 14 Jan 2026)
  • Emma Stinchfield

    IRN ELS01029

    • SMF16 Compliance Oversight (since 5 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2026)
  • Fergus Causer Argyle

    IRN FXA08691

    • CF30 Customer (24 Nov 2018 to 8 Dec 2019)
  • Florian Josef Hofmann

    IRN FXH00221

    • [FCA CF] Client dealing (since 16 Jan 2026)
  • Grzegorz Konieczny

    IRN GXK01595

    • SMF27 Partner (9 Dec 2019 to 3 Nov 2020)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Harry Macrae Stein

    IRN HMS01100

    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • Joseph Behnhard Mark Mobius

    IRN JBM01140

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.