Mariner Investment (Europe) LLP

• Principal Place of Business

  Mariner Europe Ltd

  26 Grosvenor Gardens

  London

  Westminster

  SW1W 0DH

  UNITED KINGDOM

  Phone

  +4402074947706

  Web

  https://www.marinercapital.com

• Complaints Contact

  Mariner Europe Ltd

  26 Grosvenor Gardens

  London

  Westminster

  SW1W 0DH

  UNITED KINGDOM

  Phone

  +4402074947706

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandra Spencer-Churchill

  IRN AXS01521

  • CF30 Customer (2 Jan 2014 to 19 Dec 2016)
• Alexis Milosevic

  IRN AXM01582

  • [FCA CF] Material risk taker (since 19 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (21 Feb 2023 to 19 Feb 2024)
• Amelia Elizabeth Braddon

  IRN AET01058

  • CF30 Customer (6 Jun 2014 to 31 Mar 2015)
• Bracebridge Young

  IRN BXY01044

  • CF30 Customer (2 Jan 2014 to 1 Jan 2016)
  • CF4 Partner (2 Jan 2014 to 1 Jan 2016)
• Eelco Rooimans

  IRN EXR01290

  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Material risk taker (since 8 Sep 2025)
• Harshal Babla

  IRN HXB00172

  • [FCA CF] Material risk taker (since 18 Jan 2022)
• Isabelle Mary David

  IRN IMD01037

  • CF10 Compliance Oversight (2 Jan 2014 to 24 Jun 2015)
  • CF11 Money Laundering Reporting (2 Jan 2014 to 24 Jun 2015)
• Jason Wai Ming Cheung

  IRN JWC01069

  • CF4 Partner (2 Jan 2014 to 2 Jan 2014)
  • CF30 Customer (2 Jan 2014 to 31 Jan 2014)
• John Archer Poulson

  IRN JAP01105

  • CF4 Partner (19 May 2015 to 13 Nov 2019)
  • CF30 Customer (2 Jan 2014 to 12 Jun 2018)
• John Christopher Kelty

  IRN JCK01088

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (18 May 2016 to 8 Dec 2019)
  • CF30 Customer (18 May 2016 to 8 Dec 2019)

No changes recorded yet.