Mariner Investment (Europe) LLP

Date authorised
2 January 2014
Companies House
OC382681
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mariner Europe Ltd
    26 Grosvenor Gardens
    London
    Westminster
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402074947706
    Web
    https://www.marinercapital.com

  • Complaints Contact

    Mariner Europe Ltd
    26 Grosvenor Gardens
    London
    Westminster
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402074947706

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Craig Freeman

    IRN JCF01025

    • CF30 Customer (2 Jan 2014 to 2 Jan 2014)
  • Mark Curtis

    IRN MXC11213

    • CF30 Customer (11 Feb 2019 to 20 May 2019)
  • Matteo De Paulis

    IRN MXD01743

    • CF30 Customer (2 Jan 2014 to 2 Jan 2014)
  • Matteo Simone Amoroso

    IRN MSA01035

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (3 Aug 2017 to 8 Dec 2019)
  • Michael John Victor Bruntisfield

    IRN MJW01211

    • CF30 Customer (2 Jan 2014 to 31 Mar 2014)
  • Michael Kirwan

    IRN MXK01941

    • CF30 Customer (2 Jan 2014 to 25 Feb 2015)
  • Moran Peter

    IRN MXP01872

    • CF4 Partner (2 Jan 2014 to 15 Aug 2014)
    • CF30 Customer (2 Jan 2014 to 1 Oct 2016)
  • Patrick Currie

    IRN PXC01712

    • CF30 Customer (2 Jan 2014 to 31 Mar 2014)
  • Peter Joseph O'Rourke

    IRN PJO01080

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (2 Jan 2014 to 21 Jan 2015)
    • CF4 Partner (2 Jan 2014 to 8 Dec 2019)
  • Rachana Mehta

    IRN RXM02743

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Aug 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.