Alice Audrey Florence Pulbrook

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothesay Life Plc
FRN 466067
- [FCA CF] Client dealing (since 19 Nov 2025)
Macquarie Investment Management Europe Limited (no longer approved here)
FRN 733534
- [FCA CF] Client dealing (1 Jan 2024 to 20 Aug 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2023)
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- [FCA CF] Client dealing (1 Feb 2017 to 1 Jul 2019)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (21 Aug 2014 to 31 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.