Alexis De Rosnay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF1 Director (2 Oct 2012 to 2 Jul 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF1 Director (10 Sep 2012 to 24 Jun 2019)
- CF30 Customer (10 Sep 2012 to 24 Jun 2019)
- CF3 Chief Executive (10 Sep 2012 to 24 Jun 2019)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF1 Director (17 Nov 2011 to 21 Mar 2012)
- CF30 Customer (27 Aug 2009 to 21 Mar 2012)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Oct 2008 to 14 Oct 2008)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.