Alan Stuart Somerville

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
    • [FCA CF] Client dealing (since 11 Apr 2022)
  • ERG FINANCIAL PLANNING LTD (no longer approved here)

    FRN 533548

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2019)
    • CF30 Customer (13 Apr 2011 to 19 Apr 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Mar 2010 to 6 Sep 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 3 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.