Zenith Bank (UK) Limited

• Principal Place of Business

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402071053950

  Web

  https://www.zenith-bank.co.uk

• Complaints Contact

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402031962613

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander John Shapland

  IRN AJS01671

  • SMF10 Chair of the Risk Committee (since 8 Apr 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 22 Dec 2023)
• Alok Goyale

  IRN AXG00412

  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 7 Jun 2022)
  • [FCA CF] Material risk taker (19 May 2020 to 7 Jun 2022)
  • [FCA CF] Functions requiring qualifications (6 Mar 2017 to 7 Jun 2022)
• Amrik Mehta

  IRN AXM00282

  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 8 Aug 2025)
  • [FCA CF] Proprietary trader (19 May 2020 to 8 Aug 2025)
  • [FCA CF] Material risk taker (19 May 2020 to 8 Aug 2025)
  • [FCA CF] Client dealing (19 May 2020 to 8 Aug 2025)
• Ananya Aparisima

  IRN AXA01040

  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2024)
• Andrei Igorevich Fetin

  IRN AIF00013

  • SMF4 Chief Risk (7 Feb 2018 to 31 Mar 2020)
• Andrew Gamble

  IRN AXG02755

  • SMF10 Chair of the Risk Committee (29 Mar 2017 to 29 Mar 2024)
• Andrew Gregson

  IRN AXG00802

  • SMF11 Chair of the Audit Committee (since 8 Nov 2023)
• Andrew William Stafford Martin

  IRN AWM01050

  • CF1 Director (30 Mar 2007 to 19 Apr 2013)
  • CF3 Chief Executive (30 Mar 2007 to 19 Apr 2013)
  • CF8 Apportionment and Oversight (30 Mar 2007 to 31 Oct 2007)
• Anthony Uchenna Uzoebo

  IRN AUU01002

  • SMF3 Executive Director (7 Mar 2016 to 5 Mar 2019)
  • CF1 Director (7 Jun 2011 to 6 Mar 2016)
  • CF30 Customer (28 Mar 2011 to 20 Feb 2013)
• Athanasios Karanasos

  IRN AXK00094

  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 24 Sep 2021)
  • [FCA CF] Material risk taker (19 May 2020 to 24 Sep 2021)

No changes recorded yet.