Zenith Bank (UK) Limited

• Principal Place of Business

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402071053950

  Web

  https://www.zenith-bank.co.uk

• Complaints Contact

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402031962613

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ayodeji Mosope Adewumi

  IRN AXA00126

  • [FCA CF] Material risk taker (21 Apr 2020 to 18 Jun 2021)
  • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2020 to 18 Jun 2021)
• Bamidele Funlayo Adewale

  IRN BXA00039

  • [FCA CF] Material risk taker (19 May 2020 to 6 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 6 Jul 2022)
• Barbara Sofia Lavos Pereira Pucarinho

  IRN BSP01030

  • CF30 Customer (30 Apr 2015 to 6 Mar 2016)
• Basu Dev Aryal

  IRN BDA01021

  • [FCA CF] Material risk taker (21 Apr 2020 to 11 Jan 2023)
  • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2020 to 11 Jan 2023)
• Breda Mary Griffin

  IRN BMG01044

  • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 12 Nov 2021)
  • [FCA CF] Significant management (6 Mar 2017 to 12 Nov 2021)
  • [FCA CF] Material risk taker (6 Mar 2017 to 12 Nov 2021)
• Catherine Anne Ansell

  IRN CXA00358

  • [PRA CF] Key function holder (1 Mar 2024 to 18 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2024 to 18 Apr 2025)
  • [PRA CF] Managing a material risk taker (1 Mar 2024 to 18 Apr 2025)
  • [FCA CF] Material risk taker (1 Mar 2024 to 18 Apr 2025)
• Celso Ricardo Cunha de Souza Rodrigues

  IRN CXC00105

  • [FCA CF] Material risk taker (since 19 May 2020)
  • [PRA CF] Significant risk taker or Material risk taker (since 19 May 2020)
• Chantal Claudine Nicolle Jewell

  IRN CXJ00152

  • [FCA CF] Material risk taker (19 May 2020 to 7 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 7 Jun 2022)
• Charbel Chidiac

  IRN CXC00108

  • [PRA CF] Significant risk taker or Material risk taker (since 19 May 2020)
  • [FCA CF] Material risk taker (since 19 May 2020)
• Charles Collier Turk

  IRN CXT00338

  • [PRA CF] Significant risk taker or Material risk taker (8 Aug 2022 to 27 Jan 2025)
  • [FCA CF] Client dealing (8 Aug 2022 to 20 Jan 2025)
  • [FCA CF] Material risk taker (8 Aug 2022 to 27 Jan 2025)
  • [FCA CF] Proprietary trader (8 Aug 2022 to 27 Jan 2025)

No changes recorded yet.