Zenith Bank (UK) Limited

• Principal Place of Business

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402071053950

  Web

  https://www.zenith-bank.co.uk

• Complaints Contact

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402031962613

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles John Edwin Young

  IRN CXY77242

  • [FCA CF] Client dealing (since 8 Jul 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 8 Jul 2019)
  • [FCA CF] Proprietary trader (since 8 Jul 2019)
  • [FCA CF] Material risk taker (since 8 Jul 2019)
• Chidi Ogbata

  IRN CXO77239

  • [FCA CF] Manager of certification employee (since 6 Mar 2017)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2017)
  • [FCA CF] Significant management (since 6 Mar 2017)
  • [FCA CF] Material risk taker (since 6 Mar 2017)
• Chinwendu Adaeze Erinne

  IRN CXE00198

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2023)
• Christopher Michael Galpin

  IRN CMG01104

  • CF28 Systems and controls (25 Nov 2008 to 26 Oct 2010)
• Christopher Stuart Ansett

  IRN CSA01005

  • [FCA CF] Proprietary trader (since 2 May 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 2 May 2025)
  • [FCA CF] Client dealing (since 2 May 2025)
  • [FCA CF] Material risk taker (since 2 May 2025)
• Cristina Maria Perpetuo Wiseman

  IRN CMP01080

  • SMF16 Compliance Oversight (7 Mar 2016 to 31 Dec 2017)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Dec 2017)
  • CF10a CASS Oversight function (23 Jan 2015 to 6 Mar 2016)
  • CF10 Compliance Oversight (4 Mar 2014 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (4 Mar 2014 to 6 Mar 2016)
  • CF28 Systems and controls (4 Mar 2014 to 6 Mar 2016)
• David Somers

  IRN DXS01266

  • SMF14 Senior Independent Director (4 Apr 2019 to 29 Nov 2023)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 29 Nov 2023)
  • CF2 Non Executive Director (29 Nov 2013 to 6 Mar 2016)
• David William Colgan

  IRN DWC01115

  • CF30 Customer (15 Jul 2008 to 1 Aug 2010)
  • CF1 Director (30 Mar 2007 to 1 Aug 2010)
• Dominique Ann Hendrickson-Gerrick

  IRN DXH00105

  • [FCA CF] Material risk taker (19 May 2020 to 21 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 21 Dec 2021)
• Ebenezer Nduka Onyeagwu

  IRN EXO00012

  • SMF7 Group Entity Senior Manager (22 Dec 2022 to 28 Aug 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Jun 2019 to 28 Feb 2025)

No changes recorded yet.