Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 May 2025)
    • [FCA CF] Proprietary trader (since 2 May 2025)
    • [FCA CF] Material risk taker (since 2 May 2025)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (368)[FCA CF] Client dealing (15 May 2024 to 11 Jul 2024)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (26 Jan 2021 to 29 Feb 2024)
    • CF30 Customer (24 Aug 2019 to 8 Dec 2019)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (19 Jan 2018 to 31 Oct 2018)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (13 May 2014 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (368)[FCA CF] Client dealing at Novate Global Markets Limited