Alexander John Shapland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zenith Bank (UK) Limited
FRN 451720
- SMF10 Chair of the Risk Committee (since 8 Apr 2024)
- Director of firm who is not a certification employee or a SMF manager (since 22 Dec 2023)
Bank of the Philippine Islands (Europe) PLC
FRN 455378
- SMF11 Chair of the Audit Committee (since 29 Apr 2019)
Shop Direct Finance Company Limited (no longer approved here)
FRN 312190
- SMF10 Chair of the Risk Committee (14 Feb 2020 to 12 Aug 2025)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF2 Non Executive Director (23 May 2012 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.