Date authorised
1 April 2013
Companies House
06150317
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    107 Cheapside
    London
    EC2V 6DN
    UNITED KINGDOM
    Phone
    +443452415347
  • Complaints Contact

    107 Cheapside
    London
    EC2V 6DN
    UNITED KINGDOM
    Phone
    +443452415347

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Clarke

    IRN EXC01285

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
  • Ilaria Massei

    IRN IXM00208

    • 14. Managing investments
    • [FCA CF] Client dealing (since 2 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2022)
    • [FCA CF] Material risk taker (since 2 Mar 2022)
  • Jacqueline Jardine

    IRN JXW02179

    • SMF3 Executive Director (9 Dec 2019 to 7 May 2021)
    • CF1 Director (15 Aug 2016 to 8 Dec 2019)
    • CF29 Significant management (4 Jul 2012 to 13 Mar 2013)
  • Jade Marie Swanston

    IRN JXS00418

    • SMF3 Executive Director (2 Jul 2021 to 3 Aug 2023)
  • James Robert Brampton

    IRN JRB01331

    • CF30 Customer (12 Mar 2012 to 26 Feb 2013)
  • Millan Chauhan

    IRN MXC00389

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Peter Charles Cousins

    IRN PCC01043

    • CF30 Customer (19 May 2017 to 11 Mar 2019)
  • Peter Griffin

    IRN PXG01599

    • SMF3 Executive Director (since 28 Sep 2023)
  • Peter John Williams

    IRN PJW01322

    • CF2 Non Executive Director (6 Jul 2012 to 20 Jun 2017)
  • Richard Warne

    IRN RAW01122

    • [FCA CF] Client dealing (9 Nov 2020 to 22 Jul 2022)
    • [FCA CF] Material risk taker (9 Nov 2020 to 22 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Nov 2020 to 22 Jul 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.