YOU Asset Management Limited

• Principal Place of Business

  107 Cheapside

  London

  EC2V 6DN

  UNITED KINGDOM

  Phone

  +443452415347

  Web

  https://www.you-asset.co.uk

• Complaints Contact

  107 Cheapside

  London

  EC2V 6DN

  UNITED KINGDOM

  Phone

  +443452415347

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sandra Lee Snashfold

  IRN SLS01111

  • CF1 Director (13 Mar 2014 to 1 Mar 2016)
• Shane Michael Balkham

  IRN SMB00072

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF28 Systems and controls (12 Mar 2012 to 13 Mar 2013)
  • CF30 Customer (12 Mar 2012 to 11 Nov 2013)
  • CF11 Money Laundering Reporting (12 Mar 2012 to 6 Mar 2013)
  • CF10 Compliance Oversight (12 Mar 2012 to 6 Mar 2013)
  • CF1 Director (12 Mar 2012 to 11 Nov 2013)
• Simon Timothy Goldthorpe

  IRN STG00002

  • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2023)
  • CF1 Director (6 Jul 2012 to 8 Dec 2019)
• Stephen Grant Watson

  IRN SGW01038

  • CF2 Non Executive Director (10 May 2017 to 28 Jan 2019)
  • CF1 Director (12 Mar 2012 to 10 May 2017)
  • CF30 Customer (12 Mar 2012 to 29 Apr 2013)
• Steven Poulton

  IRN SXP01938

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 May 2021)
  • SMF16 Compliance Oversight (since 26 May 2021)
  • SMF3 Executive Director (since 26 May 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Mar 2022)
• Stewart Murray

  IRN SXM01411

  • CF3 Chief Executive (1 Jun 2017 to 31 Jul 2017)
  • CF1 Director (1 Jun 2017 to 31 Jul 2017)
  • CF30 Customer (9 Jan 2017 to 31 Jul 2017)
• Stuart Knight

  IRN SCK00004

  • CF30 Customer (12 Mar 2012 to 26 Feb 2013)

No changes recorded yet.