Shane Michael Balkham

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • YOU Asset Management Limited

    FRN 543459

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (12 Mar 2012 to 11 Nov 2013)
    • CF1 Director (12 Mar 2012 to 11 Nov 2013)
    • CF10 Compliance Oversight (12 Mar 2012 to 6 Mar 2013)
    • CF11 Money Laundering Reporting (12 Mar 2012 to 6 Mar 2013)
    • CF28 Systems and controls (12 Mar 2012 to 13 Mar 2013)
  • Finli (Westerham) LLP (no longer approved here)

    FRN 579543

    • (4)Employed By (19 Apr 2012 to 11 Nov 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 11 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (Westerham) LLP

  2. controlled function added: (4)Employed By at Finli (Westerham) LLP