YFM Private Equity Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jennifer Rosemary Townshend
IRN JXT11927
- SMF16 Compliance Oversight (since 6 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2022)
John Bradford Cook
IRN JBC01061
- CF30 Customer (1 Nov 2007 to 31 Oct 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 12 Jan 2009)
John Charles Baker
IRN JCB01172
- CF27 Investment Management (18 Jan 2005 to 31 Oct 2006)
John Patrick Spens
IRN JPS01128
- CF2 Non Executive Director (1 Dec 2001 to 29 Oct 2003)
Jon Mark Winderbank
IRN JMW01266
- CF30 Customer (20 Apr 2009 to 1 Nov 2012)
Jonathan Edward Craig
IRN JEC01233
- CF30 Customer (14 Jan 2010 to 24 Jan 2011)
Jonathan Nigel Marlow
IRN JXM00849
- [FCA CF] Client dealing (since 1 Aug 2021)
Joseph Damien Bergin
IRN JDB01179
- CF30 Customer (11 Apr 2011 to 1 Feb 2013)
Julia Guy
IRN JXG01026
- [FCA CF] Client dealing (since 30 Mar 2026)
Julian Alistair Dennard
IRN JXD01431
- CF30 Customer (1 Nov 2007 to 23 May 2014)
- CF27 Investment Management (28 Jul 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Anthony Edward Williams (no longer appointed)
FRN 224635 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Robert Whitaker (no longer appointed)
FRN 224634 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Clarendon Fun Managers Limited (no longer appointed)
FRN 211347 · Appointed 23 Apr 2002 · Until 18 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.