YFM Private Equity Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith Alexander Masson
IRN KXM01156
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Keith Michael Mellors
IRN KMM01040
- CF2 Non Executive Director (1 Dec 2001 to 3 Nov 2003)
Kit Maclaren
IRN KXM00838
- [FCA CF] Client dealing (since 22 Jul 2025)
Laura Catherine Wiggins
IRN LCS01059
- [FCA CF] Client dealing (since 12 Aug 2024)
Marcus Karia
IRN MXK08564
- SMF3 Executive Director (since 17 Feb 2022)
- [FCA CF] Significant management (17 Feb 2022 to 8 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2022 to 6 Jul 2022)
- SMF16 Compliance Oversight (17 Feb 2022 to 6 Jul 2022)
Mark Kevin Hunter
IRN MKH01027
- CF30 Customer (1 Nov 2007 to 31 Jul 2009)
- CF27 Investment Management (24 Jan 2005 to 31 Oct 2007)
Mark Thomas Boggett
IRN MTB01083
- CF1 Director (28 Apr 2010 to 1 Apr 2013)
- CF30 Customer (28 Apr 2010 to 1 Apr 2013)
Mary Jeanine Broadhead
IRN MJB01393
- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Matthew Gordon-Smith
IRN MXG02615
- [FCA CF] Client dealing (since 24 Jul 2023)
Matthew Toby Male
IRN MTM01030
- CF30 Customer (15 Aug 2011 to 1 Feb 2013)
- CF27 Investment Management (7 Mar 2005 to 2 Jul 2005)

Smaller firms operating under this firm's FCA authorisation.

Anthony Edward Williams (no longer appointed)
FRN 224635 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Robert Whitaker (no longer appointed)
FRN 224634 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Clarendon Fun Managers Limited (no longer appointed)
FRN 211347 · Appointed 23 Apr 2002 · Until 18 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.