XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Ralph Farmer Allen

  IRN OXA00130

  • [FCA CF] Client dealing (since 3 Jan 2024)
• Patrick Charles McCoy

  IRN PXM01496

  • SMF3 Executive Director (9 Dec 2019 to 2 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • CF1 Director (17 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
• Patrick Michael Lloyd

  IRN PML01082

  • [FCA CF] Client dealing (since 19 Dec 2023)
• Paul Burt

  IRN PXB00276

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
• Paul Gareth Cuff

  IRN PGC01100

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Mar 2018 to 8 Dec 2019)
  • CF3 Chief Executive (22 Mar 2018 to 8 Dec 2019)
• Paula Kay Haughton

  IRN PKJ01011

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2023)
  • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
• Rachel Titchen

  IRN RXT22120

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2020)
  • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
• Rakhiben Raja-Mistry

  IRN RXR00414

  • [FCA CF] Client dealing (since 28 Mar 2024)
• Rebecca Jayne Subham

  IRN RXS00655

  • [FCA CF] Client dealing (1 Apr 2022 to 31 Dec 2025)
• Rebecca McRoberts

  IRN RXM00814

  • [FCA CF] Client dealing (8 Mar 2023 to 31 Mar 2026)

No changes recorded yet.