Date authorised
1 April 2013
Companies House
00089255
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southgate Chambers
    37-39 Southgate Street
    Winchester
    Hampshire
    SO23 9EH
    UNITED KINGDOM
    Phone
    +4407402644144
  • Complaints Contact

    Southgate Chambers
    37-39 Southgate Street
    Winchester
    Hampshire
    SO23 9EH
    UNITED KINGDOM
    Phone
    +4407402644144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Land Vehicles, Motor vehicle liability, Railway rolling stock, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Edward Cuming

    IRN REC01026

    • CF30 Customer (1 Nov 2007 to 25 Sep 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Seamus Creedon

    IRN SXC01255

    • CF2 Non Executive Director (3 Mar 2008 to 25 Sep 2014)
  • Sophie Jane O'Connor

    IRN SJO01101

    • CF2 Non Executive Director (30 Aug 2013 to 25 Sep 2014)
  • Steven Michael Ryland

    IRN SMR01083

    • SMF1 Chief Executive (10 Dec 2018 to 12 Jul 2019)
    • SIMF1 Chief Executive Function (1 Sep 2017 to 9 Dec 2018)
  • Stuart Wrenn

    IRN SXW01946

    • SMF20 Chief Actuary (10 Dec 2018 to 22 Jan 2020)
    • SMF4 Chief Risk (10 Dec 2018 to 8 Feb 2022)
    • SIMF20 Chief Actuary Function (5 Oct 2017 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (28 Sep 2017 to 9 Dec 2018)
  • Thomas Peter Alcock

    IRN TXA21005

    • SMF16 Compliance Oversight (30 Apr 2020 to 31 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2020 to 31 May 2021)
  • Timothy John Birse

    IRN TJB01059

    • CF13 Finance (1 Dec 2001 to 30 Nov 2005)
  • Trevor Digby Nelson

    IRN TXN21010

    • SMF5 Head of Internal Audit (4 Jun 2020 to 15 Mar 2021)
  • Wai Au

    IRN WXA01016

    • CF2 Non Executive Director (28 Oct 2009 to 31 Jul 2013)
  • William John Cain

    IRN WJC01035

    • CF2 Non Executive Director (1 Dec 2001 to 27 May 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.