XHE Capital LLP

• Principal Place of Business

  7 Bell Yard

  London

  WC2A 2JR

  UNITED KINGDOM

  Phone

  +442034758764

• Complaints Contact

  7 Bell Yard

  London

  WC2A 2JR

  UNITED KINGDOM

  Phone

  +442034758764

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . OBHE Capital Limited

  IRN XXO01063

  • CF4 Partner (1 Oct 2013 to 31 Jul 2014)
• . XHE Capital (UK) Limited

  IRN XXX01031

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (21 Jul 2017 to 31 Mar 2019)
• Brett Taylor

  IRN BXT00422

  • [FCA CF] Client dealing (8 Sep 2023 to 15 Jul 2024)
• Charles John Allard

  IRN CJA01113

  • SMF27 Partner (since 25 Jun 2021)
  • [FCA CF] Significant management (1 Apr 2021 to 25 Jun 2021)
  • [FCA CF] Client dealing (1 Apr 2021 to 25 Jun 2021)
  • CF30 Customer (21 Jul 2015 to 31 Mar 2019)
  • CF4 Partner (21 Jul 2015 to 31 Mar 2019)
• Gitu Lal Panjabi

  IRN GLP01029

  • CF30 Customer (24 Nov 2014 to 31 Mar 2015)
• Hua Ye

  IRN HXY01073

  • CF30 Customer (1 Oct 2013 to 14 Mar 2014)
• Justin Frane King

  IRN JXK01305

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
• Luke O'Brien

  IRN LXO01079

  • [FCA CF] Client dealing (since 24 May 2022)
  • CF10 Compliance Oversight (1 Oct 2013 to 19 Apr 2019)
  • CF11 Money Laundering Reporting (1 Oct 2013 to 19 Apr 2019)
  • CF30 Customer (1 Oct 2013 to 1 Jul 2019)
  • CF4 Partner (1 Oct 2013 to 1 Jul 2019)
• Paul Inthaseni

  IRN PXI00027

  • [FCA CF] Client dealing (since 3 Aug 2022)
• Timothy Charles Plunkett

  IRN TXP00164

  • [FCA CF] Client dealing (since 22 Feb 2024)

No changes recorded yet.