Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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XHE Capital LLP
FRN 599294
- [FCA CF] Client dealing (since 24 May 2022)
- CF10 Compliance Oversight (1 Oct 2013 to 19 Apr 2019)
- CF11 Money Laundering Reporting (1 Oct 2013 to 19 Apr 2019)
- CF30 Customer (1 Oct 2013 to 1 Jul 2019)
- CF4 Partner (1 Oct 2013 to 1 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.