Hua Ye

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (18 Mar 2016 to 4 Jun 2018)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (18 Mar 2016 to 4 Jun 2018)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (18 Mar 2016 to 4 Jun 2018)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (18 Mar 2016 to 4 Jun 2018)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (26 Jan 2015 to 10 Aug 2015)
Convexity Advisors LLP (no longer approved here)
FRN 617859
- Employed By (23 Apr 2014 to 20 Jan 2015)
XHE Capital LLP (no longer approved here)
FRN 599294
- CF30 Customer (1 Oct 2013 to 14 Mar 2014)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (21 Jan 2011 to 23 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.