Xconnect Trading Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
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Complaints Contact
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Giuseppe Rippa
IRN GXR01496
- CF30 Customer (6 Dec 2012 to 8 Feb 2013)
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Gregory Edward Lavey
IRN GEL01010
- [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2022)
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Gregory Ian Amoils
IRN GIA00004
- CF30 Customer (1 Feb 2016 to 3 Dec 2018)
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Guy Paul Morgan
IRN GPM01084
- CF30 Customer (28 Jan 2013 to 1 Jan 2015)
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Herkishin Jivan Dialdas
IRN HJD01028
- CF30 Customer (11 May 2012 to 24 Jul 2012)
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Ho Kei Michael Chan
IRN HKC01010
- CF11 Money Laundering Reporting (18 Dec 2012 to 30 Apr 2014)
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Jake Arthur Goedhuis
IRN JXG00332
- [FCA CF] Client dealing (11 Mar 2020 to 8 Dec 2020)
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James Edgar Twist
IRN JET01061
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
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James John Glogg
IRN JJG01071
- CF26 Customer Trading (15 Dec 2005 to 26 Oct 2006)
- CF21 Investment Adviser (15 Dec 2005 to 26 Oct 2006)
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James Mark Chapman
IRN JMC01156
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (26 Jan 2009 to 9 Jul 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Xconnect USA Limited
FRN 1021961 · Appointed 24 Jan 2025 · Tied agent
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Xconnect Securities Europe Limited (no longer appointed)
FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent
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Xconnect USA Ltd (no longer appointed)
FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent
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Xconnect Securities Limited (no longer appointed)
FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017
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FCS Capital Markets Limited (no longer appointed)
FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.