Xconnect Trading Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
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Complaints Contact
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Steffen Jordan
IRN SXJ00188
- [FCA CF] Client dealing (16 Jun 2020 to 18 Jan 2023)
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Stephen Ronald Hawkes
IRN SRH01072
- CF30 Customer (17 Jan 2013 to 24 Sep 2013)
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Steven John Manser
IRN SJM01572
- CF30 Customer (27 Feb 2014 to 12 Jun 2017)
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Sukhjinder Singh Khinda
IRN SSK01018
- [FCA CF] Client dealing (24 Feb 2020 to 8 Mar 2023)
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Thierry Rodier
IRN TXR01244
- CF30 Customer (5 Jan 2016 to 4 May 2016)
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Thomas Simon Pearce
IRN TSP01034
- [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2020)
- CF30 Customer (20 Mar 2014 to 8 Dec 2019)
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Thomas Stephen MacAllan
IRN TSM01030
- [FCA CF] Client dealing (since 9 Dec 2023)
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Thomas William Hall
IRN TWH01013
- CF30 Customer (1 Nov 2007 to 25 Sep 2009)
- CF21 Investment Adviser (23 Aug 2006 to 31 Oct 2007)
- CF26 Customer Trading (23 Aug 2006 to 31 Oct 2007)
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Tim Walter Manning
IRN TWM01017
- CF30 Customer (26 May 2017 to 26 Jul 2018)
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Toby Charles Benjamin Cooper
IRN TCC01053
- CF30 Customer (7 Apr 2017 to 31 Mar 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Xconnect USA Limited
FRN 1021961 · Appointed 24 Jan 2025 · Tied agent
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Xconnect Securities Europe Limited (no longer appointed)
FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent
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Xconnect USA Ltd (no longer appointed)
FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent
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Xconnect Securities Limited (no longer appointed)
FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017
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FCS Capital Markets Limited (no longer appointed)
FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.