Stephen Ronald Hawkes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (17 Jan 2013 to 24 Sep 2013)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF30 Customer (8 Oct 2012 to 24 Oct 2012)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF21 Investment Adviser (27 Jun 2005 to 9 Oct 2006)
    • CF26 Customer Trading (9 Jan 2004 to 27 Jun 2005)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.