Sukhjinder Singh Khinda

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mariana UFP LLP
FRN 551170
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (3 Jan 2018 to 8 Dec 2019)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- [FCA CF] Client dealing (24 Feb 2020 to 8 Mar 2023)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (29 Jul 2009 to 15 Nov 2010)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF22 Investment Adviser (Trainee) (24 Feb 2004 to 13 May 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF22 Investment Adviser (Trainee) (24 Feb 2004 to 13 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.