Xconnect Trading Limited

Date authorised
1 April 2013
Companies House
04240845
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310610
    Web
    https://www.xconnectgroup.com

  • Complaints Contact

    6th Floor Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310610

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul John Mitchell

    IRN PJM01199

    • CF30 Customer (6 Jan 2016 to 3 Jan 2017)
  • Paul Kenneth White

    IRN PKW01010

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2010 to 12 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2010)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Apr 2005 to 31 Oct 2007)
    • CF1 Director (14 Apr 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Apr 2005 to 8 Dec 2019)
  • Paul Schofield

    IRN PJS01226

    • CF30 Customer (21 Dec 2009 to 1 Dec 2010)
  • Peter Arthur Francis Entwistle

    IRN PAE01039

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
    • CF30 Customer (17 Mar 2015 to 8 Dec 2019)
  • Peter Barry Stoner

    IRN PBS00022

    • CF30 Customer (6 Feb 2013 to 30 Aug 2013)
  • Peter Dante Halloway-Churchill

    IRN PXB01526

    • CF30 Customer (9 Sep 2008 to 30 Mar 2009)
  • Peter David Morgan

    IRN PDM01064

    • CF30 Customer (8 Feb 2008 to 24 Jul 2017)
  • Peter Russell Knight

    IRN PRK01039

    • CF30 Customer (17 Jun 2013 to 30 Dec 2013)
  • Peter Yorke Bartlett

    IRN PYB01001

    • CF30 Customer (17 Oct 2013 to 21 Jul 2014)
  • Philip Birch

    IRN PXB01308

    • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
    • CF26 Customer Trading (2 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Jul 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.