Xconnect Trading Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
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Complaints Contact
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip John Woolf
IRN PJW01335
- CF30 Customer (16 Jun 2014 to 1 Nov 2018)
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Philipp Christoph Zimprich
IRN PCZ01001
- CF30 Customer (24 Dec 2014 to 8 Jul 2016)
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ROSS MICHAEL LEWIS
IRN RXL10378
- CF30 Customer (20 May 2020 to 23 Sep 2020)
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Raymond Michael Hainsby
IRN RMH01067
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Dec 2018 to 8 Dec 2019)
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Richard James McCulloch
IRN RJM01226
- CF30 Customer (27 Jun 2008 to 25 Sep 2009)
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Richard John Small
IRN RJS01207
- CF30 Customer (11 Sep 2013 to 6 Nov 2018)
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Rick Knight
IRN RXK01333
- CF30 Customer (13 Jul 2011 to 10 Feb 2012)
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Robert Adam Kelvey
IRN RAK01050
- CF26 Customer Trading (28 Oct 2005 to 26 Oct 2006)
- CF21 Investment Adviser (28 Oct 2005 to 26 Oct 2006)
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Robert Jasper Bastiaan Alles
IRN RJA01145
- CF30 Customer (24 Sep 2014 to 1 Sep 2015)
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Roger Gordon Goldie
IRN RGG01037
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (13 Jun 2013 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Xconnect USA Limited
FRN 1021961 · Appointed 24 Jan 2025 · Tied agent
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Xconnect Securities Europe Limited (no longer appointed)
FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent
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Xconnect USA Ltd (no longer appointed)
FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent
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Xconnect Securities Limited (no longer appointed)
FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017
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FCS Capital Markets Limited (no longer appointed)
FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.