WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Andrew Matthews

  IRN CAM00003

  • [FCA CF] Client dealing (1 Jul 2023 to 30 Jun 2025)
  • [FCA CF] Functions requiring qualifications (1 Jul 2023 to 30 Jun 2025)
• Charles William Seymour-Cole

  IRN CXS00032

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
  • [FCA CF] Client dealing (since 4 Jun 2024)
• Charlotte Eccles

  IRN CXE00164

  • [FCA CF] Client dealing (3 Feb 2023 to 10 May 2024)
• Charlotte Liley

  IRN CXL00153

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jul 2024)
• Charlotte Louise Dennett

  IRN CLD01047

  • [FCA CF] Client dealing (1 Apr 2022 to 8 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• Cheryl Elaine Batchelor

  IRN CXB00033

  • [FCA CF] Functions requiring qualifications (27 Feb 2023 to 7 Aug 2024)
  • [FCA CF] Client dealing (27 Feb 2023 to 7 Aug 2024)
• Chris Faerber

  IRN CXF00120

  • [PRA CF] Key function holder (3 Aug 2020 to 31 Jan 2023)
• Christopher Antony Hughes

  IRN CXH06486

  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Christopher Baillieux

  IRN CXB02467

  • [FCA CF] Manager of certification employee (since 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (8 Jun 2022 to 30 Sep 2024)
• Christopher David Hocknull

  IRN CDH01083

  • CF30 Customer (4 Nov 2016 to 15 Aug 2017)

No changes recorded yet.