Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
- [FCA CF] Client dealing (since 30 Sep 2024)
- [FCA CF] Client dealing (13 Jan 2020 to 27 Jan 2023)
- [FCA CF] Functions requiring qualifications (13 Jan 2020 to 27 Jan 2023)
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- [FCA CF] Functions requiring qualifications (27 Feb 2023 to 7 Aug 2024)
- [FCA CF] Client dealing (27 Feb 2023 to 7 Aug 2024)
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- Employed By (25 Apr 2017 to 31 Dec 2019)
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- CF30 Customer (10 Oct 2011 to 31 Dec 2019)
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- Employed By (10 Oct 2011 to 25 Apr 2017)
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- CF30 Customer (9 Jun 2011 to 30 Sep 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.