WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ryan Ford

  IRN RXF00208

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
• Ryan Richards

  IRN RXR00381

  • [FCA CF] Client dealing (1 Sep 2023 to 10 May 2024)
• Ryan Stansfield

  IRN RXS02081

  • CF30 Customer (28 Jul 2016 to 6 Jan 2017)
• Sahira Karolia

  IRN SXK00130

  • [FCA CF] Manager of certification employee (14 Feb 2022 to 16 Jun 2023)
• Sam Jayne Sharp

  IRN SJG01251

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
• Samuel Robert Banks

  IRN SRB01186

  • [FCA CF] Client dealing (1 Dec 2021 to 28 Jan 2023)
  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 28 Jan 2023)
• Sandra Klara Corkhill

  IRN SKP00001

  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Sarah Baum

  IRN SXB00521

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2023)
• Sarah Parsley

  IRN SXP00180

  • [FCA CF] Client dealing (19 Dec 2022 to 8 Jul 2024)
  • [FCA CF] Manager of certification employee (19 Dec 2022 to 8 Jul 2024)
• Sarah Silvester

  IRN SXS00484

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)

No changes recorded yet.