Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2017)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (28 Jul 2016 to 6 Jan 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (13 Nov 2009 to 8 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.