Samuel Robert Banks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Perspective (North West) Limited (no longer approved here)
FRN 229808
- [FCA CF] Client dealing (21 Nov 2024 to 30 Nov 2025)
- [FCA CF] Functions requiring qualifications (21 Nov 2024 to 30 Nov 2025)
WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 665653
- [FCA CF] Client dealing (1 Dec 2021 to 28 Jan 2023)
- [FCA CF] Functions requiring qualifications (1 Dec 2021 to 28 Jan 2023)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Sep 2021)
- CF30 Customer (22 Jul 2019 to 28 Sep 2021)
Franklyn Financial Management Ltd (no longer approved here)
FRN 416194
- (11)Employed By (22 Jul 2019 to 28 Sep 2021)
Charles Street Securities Europe LLP (no longer approved here)
FRN 483311
- CF30 Customer (14 Feb 2011 to 10 May 2011)
CSS Partners LLP (no longer approved here)
FRN 439800
- Employed By (9 Feb 2011 to 10 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.