WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Andrew Boyd Stevens

  IRN PAS00088

  • [FCA CF] Functions requiring qualifications (2 Jul 2024 to 8 Nov 2024)
  • [FCA CF] Client dealing (2 Jul 2024 to 8 Nov 2024)
• Paul Anthony Conroy

  IRN PAC00039

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2021)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Paul Carberry

  IRN PXC00207

  • [FCA CF] Manager of certification employee (since 2 Jun 2025)
• Paul Chafer

  IRN PPC01024

  • [PRA CF] Key function holder (1 Jan 2023 to 8 Aug 2024)
  • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Jan 2023)
  • CF1 Director (1 May 2015 to 8 Dec 2019)
• Paul Derek Allan

  IRN PDA00021

  • CF30 Customer (14 Jul 2017 to 8 Dec 2019)
• Paul Gegg

  IRN PXG00071

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2022)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Paul Ian Cashmore

  IRN PIC01018

  • [FCA CF] Client dealing (9 May 2025 to 11 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 May 2025 to 11 Jul 2025)
• Paul Leslie Grew

  IRN PXG00137

  • [FCA CF] Manager of certification employee (since 2 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2025)
  • CF30 Customer (7 Jan 2017 to 8 Dec 2019)
• Paul Michael Stevenson Penman

  IRN PMP01033

  • [FCA CF] Functions requiring qualifications (28 Dec 2023 to 3 Apr 2025)
  • [FCA CF] Client dealing (28 Dec 2023 to 1 Nov 2024)
• Paul Monk

  IRN PXM07024

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
  • CF30 Customer (10 Oct 2018 to 8 Dec 2019)

No changes recorded yet.