Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- [FCA CF] Manager of certification employee (since 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2025)
- CF30 Customer (7 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (3 May 2011 to 30 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 17 Apr 2011)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (3 May 2005 to 15 Feb 2007)
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- CF21 Investment Adviser (25 Sep 2002 to 20 May 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.