Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2025)
    • CF30 Customer (7 Jan 2017 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 May 2011 to 30 Jul 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 17 Apr 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (3 May 2005 to 15 Feb 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (25 Sep 2002 to 20 May 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.