Wolverine Trading UK Limited

• Principal Place of Business

  1 New Street

  4th Floor

  LONDON

  EC2M 4TP

  UNITED KINGDOM

  Phone

  +442046200520

  Web

  https://www.wolve.com

• Complaints Contact

  175 WEST JACKSON BLVD

  Suite 200

  CHICAGO

  IL

  60604

  UNITED STATES OF AMERICA

  Phone

  +13128843490

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Albert Seang An

  IRN ASA01018

  • CF10 Compliance Oversight (29 Apr 2003 to 29 Apr 2003)
  • CF8 Apportionment and Oversight (29 Apr 2003 to 29 Apr 2003)
  • CF1 Director (29 Apr 2003 to 29 Apr 2003)
  • CF11 Money Laundering Reporting (29 Apr 2003 to 29 Apr 2003)
  • CF26 Customer Trading (1 Dec 2001 to 1 Dec 2001)
• Alison Wynne Slone

  IRN AWS01066

  • CF17 Significant Mgt (Other Business Operations) (1 Jul 2003 to 1 Jul 2006)
  • CF10 Compliance Oversight (22 May 2003 to 1 Jul 2006)
  • CF14 Risk Assessment (22 May 2003 to 1 Jul 2006)
  • CF1 Director (22 May 2003 to 1 Jul 2006)
• Chad Emigholz

  IRN CXE01181

  • CF28 Systems and controls (1 Nov 2007 to 22 Aug 2012)
  • CF10 Compliance Oversight (6 Jul 2007 to 22 Aug 2012)
  • CF11 Money Laundering Reporting (6 Jul 2007 to 22 Aug 2012)
  • CF14 Risk Assessment (6 Jul 2007 to 31 Oct 2007)
  • CF1 Director (6 Jul 2007 to 22 Aug 2012)
• Christopher Gust

  IRN CXG01144

  • CF2 Non Executive Director (6 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 1 Jun 2013)
  • CF1 Director (1 Dec 2001 to 1 Jun 2013)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Daniel Joseph Fitzpatrick

  IRN DJF01104

  • CF1 Director (1 Dec 2001 to 31 May 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
  • CF26 Customer Trading (1 Dec 2001 to 31 May 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 May 2003)
• David Cavicke

  IRN DXC90643

  • SMF3 Executive Director (since 8 Sep 2020)
  • SMF16 Compliance Oversight (since 19 Aug 2020)
• Dean Murphy

  IRN DXM02444

  • SMF3 Executive Director (since 1 Aug 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
  • CF1 Director (2 Aug 2017 to 8 Dec 2019)
  • CF28 Systems and controls (17 Aug 2012 to 25 Apr 2017)
  • CF10 Compliance Oversight (17 Aug 2012 to 21 Aug 2015)
• Dermot Martin Corrigan

  IRN DXC01434

  • CF10 Compliance Oversight (18 Oct 2006 to 7 Jul 2007)
  • CF14 Risk Assessment (18 Oct 2006 to 7 Jul 2007)
  • CF1 Director (30 May 2006 to 7 Jul 2007)
  • CF26 Customer Trading (1 Dec 2001 to 1 May 2006)
• Hafizur Rahman

  IRN HXR87746

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Aug 2020)
  • SMF3 Executive Director (since 26 Aug 2020)
  • SMF1 Chief Executive (since 26 Aug 2020)
• Ian O'Sullivan

  IRN IXO01017

  • CF26 Customer Trading (1 Dec 2001 to 19 Jun 2002)

No changes recorded yet.