Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 22 Aug 2012)
- CF1 Director (6 Jul 2007 to 22 Aug 2012)
- CF10 Compliance Oversight (6 Jul 2007 to 22 Aug 2012)
- CF11 Money Laundering Reporting (6 Jul 2007 to 22 Aug 2012)
- CF14 Risk Assessment (6 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.