Wolverine Trading UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jasmine Bailey
IRN JXB02365
- CF1 Director (12 Jul 2007 to 7 Mar 2012)
Jigar Shah
IRN JXS02237
- CF1 Director (12 Jul 2007 to 7 Mar 2012)
Louis Proust
IRN LXP01376
- CF10 Compliance Oversight (7 Sep 2015 to 5 Jul 2017)
- CF11 Money Laundering Reporting (21 Aug 2012 to 5 Jul 2017)
Robert O'Leary
IRN RXO01320
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 May 2020)
- SMF3 Executive Director (9 Dec 2019 to 20 May 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 20 May 2020)
- CF10 Compliance Oversight (3 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Oct 2017 to 8 Dec 2019)
- CF1 Director (31 May 2017 to 8 Dec 2019)
Robert Ross Bellick
IRN RRB01022
- SMF3 Executive Director (9 Dec 2019 to 1 Aug 2023)
- CF29 Significant management (6 Jun 2013 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 3 Jun 2013)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Simon Cosgrave
IRN SXC01448
- CF1 Director (30 May 2006 to 7 Jul 2007)
- CF26 Customer Trading (1 Dec 2001 to 1 May 2006)
Timothy Benton
IRN TXB01350
- CF1 Director (18 Jul 2007 to 27 Mar 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.