Wise Investments Ltd

• Principal Place of Business

  The Great Barn

  Chalford Park Barns

  Oxford Road

  Chipping Norton

  Oxfordshire

  OX7 5QR

  UNITED KINGDOM

  Phone

  +4401608695100

  Web

  https://www.wiseinvestment.co.uk

• Complaints Contact

  The Great Barn

  Chalford Park Barns

  Oxford Road

  Chipping Norton

  Oxfordshire

  OX7 5QR

  UNITED KINGDOM

  Phone

  +4401608695100

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Advice (no pensions)

  For Customer, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Credit broking is limted to occasional arrangement of loans secured against securities portfolios.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanna Campbell-Meiklejohn

  IRN JXC00799

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2024)
• John Robert Blinkhorn

  IRN JRB01168

  • 14. Managing investments
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Aug 2024)
  • SMF3 Executive Director (since 5 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (17 Jul 2017 to 8 Dec 2019)
• Joseph Paul William Cooper

  IRN JPC01195

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2025)
  • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
• Josephine Mary Radcliffe

  IRN JXR00362

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2023)
• Judith Kathleen Gresham Yarrow

  IRN JKY00001

  • CF1 Director (29 Sep 2004 to 18 Dec 2012)
• Justin Richard Roake

  IRN JRR00022

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Karen Alison Craig

  IRN KAC00031

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2024)
  • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
• Kate Bustin

  IRN KXH00128

  • CF21 Investment Adviser (29 Sep 2004 to 29 Sep 2004)
  • CF24 Pension Transfer Specialist (29 Sep 2004 to 29 Sep 2004)
• Leeann Taylor

  IRN LXT14881

  • [FCA CF] Client dealing (since 19 Jun 2024)
• Mahlatse Moche

  IRN MXM03095

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)

No changes recorded yet.