Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
    • [FCA CF] Client dealing (since 20 Oct 2025)
  • Wise Investments Ltd (no longer approved here)

    FRN 230553

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2025)
    • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 Oct 2010 to 30 Dec 2011)
  • HORIZON FINANCIAL MANAGEMENT LTD (no longer approved here)

    FRN 424740

    • (5)Employed By (5 Oct 2010 to 30 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  2. controlled function added: (5)Employed By at HORIZON FINANCIAL MANAGEMENT LTD