Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wise Investments Ltd
FRN 230553
- 14. Managing investments
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Aug 2024)
- SMF3 Executive Director (since 5 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (29 Dec 2016 to 30 Jun 2017)
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- CF30 Customer (28 Oct 2015 to 30 Jun 2017)
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- CF30 Customer (12 Feb 2008 to 30 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.