WISDOMTREE UK LIMITED

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402074484330

  Web

  https://www.wisdomtree.eu

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402074484330

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henri Ghislain Boua

  IRN HGB01023

  • CF30 Customer (16 Aug 2013 to 9 Nov 2015)
• Hugo Kamami

  IRN HXK00325

  • [FCA CF] Client dealing (since 9 Dec 2025)
• Isabella Maria Schmid

  IRN IMS01064

  • CF30 Customer (3 Sep 2013 to 9 Nov 2015)
• Ivana Tiphaine Marie Davau

  IRN ITP01001

  • [FCA CF] Manager of certification employee (since 9 Dec 2025)
• James Alexander Ross Butterfill

  IRN JAB01425

  • CF30 Customer (3 Nov 2015 to 15 Feb 2018)
• James Andrew Hartigan

  IRN JAH01320

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (5 Sep 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 May 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 May 2018 to 8 Dec 2019)
• Jan-Hendrik Rudolf Hein

  IRN JRH01277

  • CF30 Customer (13 Aug 2013 to 16 Feb 2018)
• Jash Gandhi

  IRN JXG00584

  • [FCA CF] Client dealing (since 9 Dec 2022)
• Jason Ryan Guthrie

  IRN JRG01165

  • [FCA CF] Client dealing (9 Dec 2020 to 9 Dec 2023)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Jason Xavier

  IRN JXX01003

  • CF30 Customer (7 Aug 2015 to 3 Jul 2017)

No changes recorded yet.