Jason Xavier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Franklin Templeton Investment Management Limited
FRN 121779
- [FCA CF] Manager of certification employee (since 22 Dec 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Sep 2017 to 8 Dec 2019)
WISDOMTREE UK LIMITED (no longer approved here)
FRN 538634
- CF30 Customer (7 Aug 2015 to 3 Jul 2017)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (29 Jul 2014 to 6 Mar 2015)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (25 May 2011 to 26 Nov 2013)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.