Winton Capital Management Limited

• Principal Place of Business

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

  Web

  https://www.winton.com

• Complaints Contact

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Joseph Trieste

  IRN JXT19818

  • [FCA CF] Client dealing (13 Sep 2021 to 7 Dec 2021)
• Jonathan Baseil Anayi

  IRN JBA01038

  • CF30 Customer (10 Jun 2010 to 25 Jan 2019)
• Jonathan David Duke

  IRN JDD01110

  • CF30 Customer (13 Mar 2018 to 8 Dec 2019)
  • CF28 Systems and controls (24 Apr 2015 to 22 Mar 2018)
• Jonathan David Levy

  IRN JDL01117

  • CF30 Customer (6 May 2015 to 8 Dec 2019)
• Jonathan David Ward

  IRN JDW01140

  • [FCA CF] Client dealing (since 18 Feb 2021)
• Jonathan Davidson

  IRN JPD01099

  • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
• Jonathon James Moore

  IRN JJM01320

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Aug 2015 to 8 Dec 2019)
• Joseph Forrester

  IRN JXF01904

  • [FCA CF] Manager of certification employee (22 May 2023 to 17 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2024)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
• Joss Matthew Anstey

  IRN JMA01125

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (25 Jul 2012 to 8 Dec 2019)
• Junyo Hsieh

  IRN JXH03212

  • [FCA CF] Client dealing (since 3 Jun 2025)

No changes recorded yet.