Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 24 Jul 2025)
- [FCA CF] Client dealing (since 12 Sep 2023)
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- [PRA CF] Significant risk taker or Material risk taker (19 Oct 2020 to 11 Sep 2023)
- [FCA CF] Client dealing (19 Oct 2020 to 11 Sep 2023)
- [FCA CF] Material risk taker (19 Oct 2020 to 11 Sep 2023)
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- CF30 Customer (17 Oct 2019 to 8 Dec 2019)
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- CF1 Director (9 Mar 2009 to 3 Mar 2014)
- CF29 Significant management (9 Mar 2009 to 3 Mar 2014)
- CF30 Customer (31 Jul 2008 to 3 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.