Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 24 Jul 2025)
    • [FCA CF] Client dealing (since 12 Sep 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (19 Oct 2020 to 11 Sep 2023)
    • [FCA CF] Client dealing (19 Oct 2020 to 11 Sep 2023)
    • [FCA CF] Material risk taker (19 Oct 2020 to 11 Sep 2023)
  • Winton Capital Management Limited (no longer approved here)

    FRN 184258

    • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
  • CURZON SECURITIES LIMITED (no longer approved here)

    FRN 479694

    • CF1 Director (9 Mar 2009 to 3 Mar 2014)
    • CF29 Significant management (9 Mar 2009 to 3 Mar 2014)
    • CF30 Customer (31 Jul 2008 to 3 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.