Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (25 Jul 2012 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (8 Oct 2009 to 23 Apr 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 26 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.