Winton Capital Management Limited

• Principal Place of Business

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

  Web

  https://www.winton.com

• Complaints Contact

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glen Justin Bureau

  IRN GJB01137

  • [FCA CF] Client dealing (since 13 Mar 2025)
  • [FCA CF] Manager of certification employee (since 13 Mar 2025)
  • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
• Graeme Martin Tate

  IRN GMT01049

  • CF30 Customer (19 Mar 2008 to 4 Sep 2012)
• Gurpreet Singh Jauhal

  IRN GSJ01035

  • CF1 Director (12 Sep 2008 to 31 Oct 2010)
• Henrik Lars Mikael Grunditz

  IRN HLG00021

  • CF30 Customer (5 Aug 2013 to 13 Jun 2018)
• Hoi Kei Joan Lee

  IRN HKL01013

  • [FCA CF] Client dealing (since 12 Oct 2022)
• Isabelle Eleonone Cecile Djian

  IRN IXD01060

  • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
  • CF21 Investment Adviser (5 May 2004 to 31 Oct 2007)
• Isobel Nicol Sharp

  IRN INS01011

  • CF2 Non Executive Director (3 Jun 2013 to 8 Dec 2019)
• Jacob Barrington Kaye

  IRN JXK56453

  • [FCA CF] Client dealing (since 12 Dec 2023)
• James Antony Gilbert

  IRN JAG01216

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Nov 2012 to 8 Dec 2019)
• James Chivall

  IRN JXC00761

  • [FCA CF] Client dealing (since 10 Nov 2021)

No changes recorded yet.