Winton Capital Management Limited

• Principal Place of Business

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

  Web

  https://www.winton.com

• Complaints Contact

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicola Louise Watson

  IRN NLM01029

  • CF10 Compliance Oversight (6 Jan 2015 to 16 Oct 2017)
  • CF28 Systems and controls (14 Nov 2012 to 21 Oct 2015)
  • CF30 Customer (21 Feb 2008 to 2 Aug 2016)
• Nicolas Huw John Rowe

  IRN NHR01018

  • [FCA CF] Client dealing (1 Mar 2021 to 3 Dec 2021)
• Nikesh Mistry

  IRN NXM00375

  • [FCA CF] Client dealing (31 May 2022 to 2 May 2023)
• Noriaki Hirazumi

  IRN NXH01172

  • CF30 Customer (17 Aug 2009 to 25 Aug 2017)
• Oliver Bamford

  IRN OXB00126

  • [FCA CF] Client dealing (since 16 May 2023)
• Oliver Klottka

  IRN OXK00040

  • [FCA CF] Manager of certification employee (since 14 Jul 2022)
  • [FCA CF] Client dealing (since 26 May 2022)
• Olivier Gonzalez

  IRN OXG00002

  • [FCA CF] Client dealing (10 Mar 2023 to 20 Sep 2023)
• Omar Iqbal

  IRN OXI00003

  • [FCA CF] Significant management (since 22 May 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Osman Ali Abdulla Murgian

  IRN OAM01001

  • CF2 Non Executive Director (1 Dec 2001 to 16 Jun 2011)
• Paolo Viale

  IRN PXV01197

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2024)
  • CF30 Customer (1 May 2014 to 8 Dec 2019)

No changes recorded yet.