Nicola Louise Watson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quadrature Capital Limited
FRN 692613
- [FCA CF] Material risk taker (since 6 Dec 2022)
- [FCA CF] Significant management (since 6 Dec 2022)
- SMF16 Compliance Oversight (since 29 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jun 2022)
Winton Capital Management Limited (no longer approved here)
FRN 184258
- CF10 Compliance Oversight (6 Jan 2015 to 16 Oct 2017)
- CF28 Systems and controls (14 Nov 2012 to 21 Oct 2015)
- CF30 Customer (21 Feb 2008 to 2 Aug 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.