Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucy Clarke

    IRN LXC01563

    • SMF7 Group Entity Senior Manager (since 23 Oct 2024)
  • Malcolm James Hayes

    IRN MJH01438

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)
  • Marcia Dominic Campbell

    IRN MDC01060

    • SMF10 Chair of the Risk Committee (since 9 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (29 Aug 2023 to 10 Oct 2025)
  • Marcus Charles John Porter-Wright

    IRN CXP00385

    • [FCA CF] Significant management (since 31 Jan 2022)
  • Maria Clamp

    IRN MXC03462

    • [FCA CF] Significant management (since 17 Feb 2026)
  • Mark Graham Parker

    IRN MGP01069

    • CF3 Chief Executive (AR) (31 Mar 2011 to 5 Apr 2017)
    • CF1 Director (AR) (31 Mar 2011 to 5 Apr 2017)
  • Mark Robert Parker

    IRN MRP01131

    • CF29 Significant management (6 Oct 2008 to 8 Oct 2010)
    • CF28 Systems and controls (6 Oct 2008 to 8 Oct 2010)
  • Mark Trygve Hvidsten

    IRN MTH01054

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Mark Wilford

    IRN MXW02025

    • CF29 Significant management (1 Nov 2012 to 1 Feb 2013)
  • Mary Theresa O'Connor

    IRN MTO01015

    • CF1 Director (8 Mar 2017 to 6 Jul 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.